After an early career in retail banking, David transferred to the insurance market in 2004, conducting technical audits of brokers across the UK on behalf of a London Market Insurer.  The role developed to encompass increasing amounts of Compliance work including Financial Crime, Complaints Handling and Peer Review activities.  He joined Callidus in April 2018.

 

At Callidus, David is responsible for conducting quarterly compliance monitoring reviews on behalf of a number of broker and MGA Clients to ensure compliance across the FCA and or PRA regimes as relevant, including the Senior Management Certification Regime (SMCR).  David also helps establish and maintain licensing arrangements across Callidus’s multi-jurisdictional client base.